PL Growth and Income ETF

Investment Objective

The PL Growth and Income ETF seeks to provide long-term capital appreciation and income.

Description

This is an actively managed fund that seeks to provide capital appreciation and current income. The fund holds a portfolio of assets aimed at long-term growth, while strategically employing a covered call overlay. This approach is designed to generate an additional stream of income from option premiums. While the overlay also serves as a partial hedge, this hedging benefit is limited and is not expected to prevent significant losses in a declining market.

Contact

Pursue
Growth.
Seek Income.

NAV

As of TBD

MARKET PRICE

As of TBD

$25.00

PREM/DISC

As of TBD

0.00%

Month-End Returns

As of TBD

1-Mo 3-Mo 1Y Since Inception
(12/10/2025)
NAV - - - -
Market Price - - - -

Quarter-End Returns

As of TBD

1-Mo 3-Mo 1Y Since Inception
(12/10/2025)
NAV - - - -
Market Price - - - -

Performance data quoted represents past performance and is no guarantee of future results. Current performance may be lower or higher than the performance data quoted. Investment return and principal value will fluctuate so that an investor’s shares, when redeemed, may be worth more or less than the original cost. Returns are average annualized total returns, except those for periods of less than one year, which are cumulative.

Shares are bought and sold at market price (not NAV) and are not individually redeemed from the Fund. Market performance is determined using the bid/ask midpoint at 4:00 pm Eastern time, when the NAV is typically calculated. Market performance does not represent the returns you would receive if you trades shares at other times. Brokerage commissions will reduce returns.

Returns include reinvestment of dividends and capital gains.

Fund Details

  • Ticker
    PLGI
  • Primary Exchange
    CBOE
  • Launch Date
    12/10/2025
  • # of Holdings
    XXXXX
  • CUSIP
    19423L 417
  • Shares Outstanding
    XXXXX
  • Expense Ratio
    Gross Fee 1.66%/Net Fee 1.25%1
  • 30-Day Median Bid/Ask Spread2
    XXXXX

1Collaborative Fund Advisors, LLC (the “Adviser”) has contractually agreed to reduce its fees and to reimburse expenses, at least through August 21, 2027 to ensure that Net Annual Fund Operating Expenses (exclusive of any (i) front-end or contingent deferred loads, (ii) portfolio transaction and other investment-related costs (including brokerage fees and commissions), (iii) acquired fund fees and expenses, (iv) fees and expenses associated with instruments in other collective investment vehicles or derivative instruments (including for example options and swap fees and expenses), (v) borrowing costs (such as interest and dividend expense on securities sold short), (vi) taxes, (vii) other fees related to underlying investments (such as option fees and expenses or swap fees and expenses), or (viii) extraordinary expenses such as litigation (which may include indemnification of Fund officers and trustees or contractual indemnification of Fund service providers (other than the Adviser)) will not exceed 1.25%. Fee waivers and expense reimbursements are subject to possible recoupment from the Fund in future years on a rolling three-year basis (within the three years after the fees have been waived or reimbursed) if such recoupment can be achieved within the foregoing expense limits or the expense limits in place at the time of recoupment. Fee waiver and reimbursement arrangements can decrease the Fund’s expenses and boost its performance. This expense limitation agreement may be terminated at any time, by the Trust’s Board of Trustees (the “Board”) upon sixty days’ written notice to the Adviser.

230 Day Median Bid/Ask Spread: a measure of a security’s liquidity, reflecting the average difference between the highest price a buyer is willing to pay (bid) and the lowest price a seller is willing to accept (ask) over a 30-day period.

Historical Premium/Discount
Days at premium
Days at zero premium/discount
Days at discount

The table and line graph above is provided to show the frequency at which the closing price for the Fund was at a premium or discount to its daily net asset value (NAV). The table and line graph represent past performance and cannot be used to predict future results. The Adviser will provide a discussion in the event the ETF’s premium or discount has been greater than 2% for seven consecutive trading days.

Top 10 Holdings

As of TBD

Name CUSIP Ticker Shares Held Market Value Percentage of
Net Assets

Holdings subject to change.

© PL Growth and Income ETF

1-630-489-6581

1220 Kensington Rd

Oak Brook, IL 60523,

Carefully consider the Fund's investment objectives, risk factors, charges and expenses before investing. This and additional information can be found in the Fund's full and summary prospectus. Read the prospectus carefully before investing.

Investing involves risk, including possible loss of principal. There can be no assurance that a Fund will achieve its stated objectives.An investment in the Fund may be subject to risks which include,among others, market, interest rate, tax, liquidity, leverage, options risk, derivatives risk, non-diversified, investment restrictions, operational, authorized participant concentration, no guarantee of active trading market, trading issues, active management, fund shares trading, premium/discount and liquidity of fund shares and concentration risks, all of which may adversely affect the Fund. Diversification does not ensure profits or prevent losses. The Fund is new with a limited operating history.

Exchange-Traded Funds (ETFs) trade like stocks, are subject to investment risk, and will fluctuate in market value. Unlike mutual funds, ETF shares are not individually redeemable directly with the Fund and are bought and sold on the secondary market at market price, which may be higher or lower than the ETF's net asset value (NAV). Transactions in shares of ETFs will result in brokerage commissions, which will reduce returns.

ETF Structure Risk. The Fund is structured as an ETF and as a result is subject to the special risks, including:

Allocation Risk. Investments in the Fund are subject to risks related to the Adviser’s allocation choices. The selection of the assets could cause the Fund to lose value or its results lag relevant benchmarks or other funds with similar objectives.

Common Stock Risk. Common stocks are susceptible to general stock market fluctuations and to volatile increases and decreases in value as market confidence in and perceptions of their issuers change. Investor perceptions are based on various and unpredictable factors, including expectations regarding government, economic, monetary and fiscal policies; inflation and interest rates; economic expansion or contraction; and global or regional political, economic and banking crises.

Options Risk. The use of options involves investment strategies and risks different from those associated with ordinary portfolio securities transactions and depends on the ability of the Fund’s portfolio manager to forecast market movements correctly. The prices of options are volatile and are influenced by, among other things, actual and anticipated changes in the value of the underlying instrument, or in interest or currency exchange rates, including the anticipated volatility, which in turn are affected by fiscal and monetary policies and by national and international political and economic events. The effective use of options also depends on the Fund’s ability to terminate option positions at times deemed desirable to do so. There is no assurance that the Fund will be able to effect closing transactions at any particular time or at an acceptable price. In addition, there may at times be an imperfect correlation between the movement in values of options and their underlying securities and there may at times not be a liquid secondary market for certain options. Lastly, the trading of options is subject to transaction costs that may impact the Fund’s returns.

Small and Medium Capitalization Stock Risk. The earnings and prospects of small and medium sized companies are more volatile than larger companies and may experience higher failure rates than larger companies. Small and medium sized companies normally have a lower trading volume than larger companies, which may tend to make their market price fall more disproportionately than larger companies in response to selling pressures and may have limited markets, product lines, or financial resources and lack management experience.

NOT FDIC INSURED * NO BANK GUARANTEE * MAY LOSE VALUE

Distributed by Paralel Distributors LLC.

Paralel Distributors LLC, ETF does not provide financial advisory services or tax advice. Investors should consult a financial professional before making any investment decisions. Investors should also consult their own tax professionals for information regarding their own tax situations. This content is for informational purposes only and should not be construed as legal, tax, investment, financial, or other advice; nor should it be construed as a solicitation, recommendation, endorsement, or offer for f any investment strategy or product for a particular investor.

Fund is advised by Collaborative Fund Advisors, LLC, an SEC-registered investment advisor.

Paralel Distributors LLC is not affiliated with Collaborative Fund Advisors, LLC.

ETFs disclose their holdings daily and are subject to change and should not be considered buy/sell recommendations.